SKY HARBOR GLOBAL FUNDS

Important Legal Information

This site is owned and operated by SKY Harbor Capital Management LLC and SKY Harbor Global Funds (collectively referred to herein as “SKY Harbor”). Before continuing, please read the following important information and confirm that you have read and agree to these provisions and the Terms and Conditions of Use of this website.

The information on this website is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security that may be referenced on or through this website. Unless otherwise specified, it is not intended to be directed to any person(s) in particular. Information from this website must not be used in any jurisdiction where prohibited by law and must not be used in a way that would be contrary to local law or legislation. No investment advice, tax advice, or legal advice is provided through this website, and you agree that this website will not be used by you for these purposes. No representation is given that shares, products, or services identified on, or accessible through, this website are suitable for any particular investor. An investment in the SKY Harbor Global Funds is not available to investors in all jurisdictions; SKY Harbor Global Funds is not registered under the US Securities Act of 1933 nor the US Investment Company Act of 1940 and may not be offered or sold in the United States (or to a US person) absent registration or an applicable exemption from the registration requirements.

If you are a citizen or resident of the United States, go to www.skyhcm.com.

Terms and Conditions of Use

Please read this page before proceeding, as it explains certain restrictions imposed by law on the distribution of this information and the countries in which SKY Harbor Global Funds are authorized for sale.

General Terms

The information on this website is approved for publication by SKY Harbor and includes information about SKY Harbor Global Funds, which is an umbrella fund established as an open-ended investment company with variable capital incorporated with limited liability under the laws of Luxembourg. It qualifies and is authorized by the Commission de Surveillance du Secteur Financier (“CSSF”) as an Undertaking for Collective Investment in Transferable Securities (“UCITS”).

Nothing contained within this website should be construed as investment advice. An investment in the SKY Harbor Global Funds may not be suitable for all investors and should only be made on the basis of the prospectus and simplified prospectus and their terms and conditions. The fund prices contained in this website are indicative only and should not be relied upon for dealing. No warranty or representation is made with respect to the information contained in this website, including, without limitation, that the information is accurate, complete or timely. To the best of your knowledge, after due inquiry, you are permitted by the laws of your jurisdiction of residence to access this site and the information contained herein. None of the information, whether in part or full, should be copied, reproduced or redistributed in any form nor should it be regarded as an offer or a solicitation of an offer for investment in countries in any jurisdiction in which such an offer or solicitation is not lawful.

Copyright

All copyright, patent, intellectual and other property rights in the information contained herein is owned by SKY Harbor Global Funds and SKY Harbor Capital Management, LLC or its affiliates. No rights of any kind are licensed or assigned or shall otherwise pass to persons accessing such information.

Links

This Website may have links to third party Websites, which are not under the control of SKY Harbor Global Funds. SKY Harbor Global Funds will incur no liability for any content, service, product or material offered through any linked site. You access to third party linked Websites at your own risk.

Information and Privacy Policy

We respect your privacy and value the trust you place in us when you share your personal information with us. The terms under which we may use your personal information is discussed in our official privacy notice.

You confirm your acceptance of these terms by using this website and supplying us with your information. If you wish to discuss what information we hold about you or how we use it, you can contact us at SKY Harbor Global Funds at 6c, route de Trèves, L-2633 Senningerberg, Grand Duchy of Luxembourg.

How we use information provided on the Web

Email address. We may collect your email address when you register for account access. Even if you’re not registered for account access, we may need to ask for your email address. For instance, if you ask for a referral to a financial advisor or subscribe to our email newsletter, we’ll need your email address to respond to your requests.

Our Fund Privacy Notice. SKY Harbor Global Funds is committed to safeguarding information provided to us by every investor in our Funds. This notice is designed to provide you with a summary of the non-public personal information we may collect and maintain about current or former investors; our policy regarding the use of that information; and the measures we take to safeguard the information. SKY Harbor Global Funds does not sell non-public personal information to anyone and only shares it as described in this notice. For more details please see our Privacy Notice.

Information We Collect. When you invest in SKY Harbor Global Funds, you provide us with your non-public personal information. We collect and use this information to service your accounts and respond to your requests. The non-public personal information we collect falls into the following categories:

• Information we receive from you on applications or other forms, whether we receive the form in writing or electronically. For example, this information includes your name, address, tax identification number, birth date, investment selection, beneficiary information, and possibly your personal bank account information and/or email address if you are signing up for certain account options.
• Information about your transactions and account history with us, or with other companies that are part of SKY Harbor Global Funds, including transactions you request on our website. This category also includes your communications to us concerning your investments.
• Other general information that we may obtain about you such as demographic information.

Disclosure. To better service your accounts and provide you with more choices, we may share non-public personal information with others affiliated with or servicing SKY Harbor Global Funds such as investment managers, distributors of our funds, and financial service providers.

We will only share non-public personal information with outside parties in the limited circumstances permitted by law. For example, this includes situations where we need to share information with companies who work on our behalf to service or maintain your account or process transactions you’ve requested, when the disclosure is to a party representing you, or when required by law (for example, in response to legal process). Additionally, we will ensure that any outside companies assisting us in marketing our products and services, or with whom we have joint marketing agreements, are under contractual obligations to protect the confidentiality of your information, and to use it only to provide the services we’ve asked them to perform. Ours is a global organization and so some of these entities may be outside the European Economic Area.

Confidentiality and Security. Our employees are required to follow procedures with respect to maintaining the confidentiality of our investors’ non-public personal information. Additionally, we maintain physical, electronic, and procedural safeguards to protect the information. This includes performing ongoing evaluations of our systems containing investor information and making changes when appropriate.

Cookies. A cookie is a small file placed on a computer’s hard drive that allows a website to recognize that computer each time someone uses it to visit that site. It contains information about preferences for using the site that have been established by someone using that computer. Cookies may also be used to keep track of the pages looked at during a visit as well as the path taken to those pages.

Our site sometimes uses cookies to track how our visitors move through the site. We use this information to identify areas of the site that are of interest to investors or that can be improved.

The cookies we use don’t include any information about your personal identity or your accounts. Simply accepting cookies from our site does not compromise the security of your accounts. We do not display account information on this site.

Most web browsers are set up to automatically accept cookies. Users can, however, amend the configuration of the web browser on their computers so that they are systematically notified of any instance where the Websites that they are about to visit contain cookies.

Timeliness of Content

All content on this Site is presented only as of the date published or indicated, and may be superseded by subsequent market events or for other reasons. In addition, you are responsible for setting the cache settings on your browser to ensure you are receiving the most recent data.

Termination

The rights granted to you herein terminate immediately if you fail to comply with the Terms of Use. SKY Harbor Global Funds, in its sole discretion, reserves the right to temporarily or permanently terminate your access to and use of this Site at any time and for any reason whatsoever, without notice or liability. SKY Harbor Global Funds will not be liable to you or any third party for any termination of your access to or use of this Site.

Integration and Severability

If any provision of these Terms of Use is deemed unlawful, void, or for any reason unenforceable, then that provision will be deemed severable from these Terms of Use and will not affect the validity and enforceability of the remaining provisions. The preceding Terms of Use represent the entire agreement between SKY Harbor Global Funds and the user relating to the subject matter herein.

General Risk Factors

• Past Performance is not an indication or guarantee of future returns. Please note that the price of shares and the income from them can fall as well as rise and you may not get back the amount originally invested. Income receivable may vary from the amount of income projected at the time of making the investment.
• Exchange rate fluctuations may affect the value of an investment and any income derived from it.
• If you exercise any right to redeem, you may not get back the amount initially invested if the share price has fallen since you invested.
• There can be no guarantee that the tax position or proposed tax position prevailing at the time of the investment will not change.
• Dividends and capital gains on shares issued in SKY Harbor Global Funds may be subject to withholding taxes imposed by the countries in which each particular sub-fund invests.
• Changes in government regulations may adversely affect the value of your investment.

Risks relevant to the sub-funds which invest in high yield securities include Credit risk and Liquidity risk. This list of risk factors is not exhaustive and you should refer to the Prospectus and KIIDs for additional risk factors pertaining to that investment or relevant sub-fund.

Questions. Any queries regarding SKY Harbor Global Funds’ privacy policy or its use of cookies should be directed to the Website Administrator at info@skyhcm.com or +1 203 769-8800.